Chris Lindsay, MBA

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September 9, 2021

Mr. Lindsay is the Chief Compliance Officer (CCO) and a registered Dealing Representative. As CCO, Mr. Lindsay is responsible for PHL Financial’s compliance with the applicable securities regulations, the Firm’s processes and procedures, AML, and communication with the UDP and Board of Directors. Mr. Lindsay has obtained his MBA from the University of Calgary, Haskayne School of Business and is also a double graduate of the University of Alberta, with Bachelor’s in both Arts and Commerce.